Wells Fargo Corporate & Investment Banking and Wells Fargo Securities are the trade names used for the corporate banking, capital markets, and investment banking services of Wells Fargo & Company and its subsidiaries, including but not limited to Wells Fargo Securities, LLC, a U.S. broker-dealer registered with the U.S. Securities and Exchange Commission (“SEC”) and member of NYSE, FINRA, NFA, and SIPC; Wells Fargo Prime Services, LLC, member of NYSE, FINRA, NFA, and SIPC; Wells Fargo Bank, N.A, member of NFA, a swap dealer provisionally registered with the CFTC and security-based swap dealer conditionally registered with the SEC; and Wells Fargo Bank, N.A. Municipal Finance Group, a separately identifiable department of Wells Fargo Bank, N.A. which is registered with the SEC as a municipal securities dealer. Wells Fargo Securities, LLC and Wells Fargo Prime Services, LLC, are distinct entities from affiliated banks and thrifts.
Wells Fargo Bank, N.A. Municipal Finance Group and Wells Fargo Securities, LLC are each registered with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (“MSRB”). An investor brochure is available at the MSRB’s web site at http://www.msrb.org that describes the protections that may be provided by MSRB rules and how to file a complaint with an appropriate regulatory authority.